Comments on: Oppenheimer’s Penny Stocks Results in $20M Fine  http://brokerdealer.com/blog/oppenheimers-penny-stocks-results-20m-fine/ Mon, 16 Oct 2017 12:12:43 +0000 hourly 1 https://wordpress.org/?v=3.9.40 By: SEC Officials Fight The SEC | BrokerDealer Blog http://brokerdealer.com/blog/oppenheimers-penny-stocks-results-20m-fine/#comment-21 Fri, 06 Feb 2015 19:07:07 +0000 http://brokerdealer.com/blog/?p=950#comment-21 […] & Co. Inc., for further misconducted. As you may remember a brokerdealer.com blog from last week, Oppenheimer & Co. Inc., was fined $20 million for improper penny stock trades. The SEC said […]

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